Guide
What is the difference between an EN 10204 3.1 and a 2.2 material certificate?
EN 10204 is the European standard that names the types of inspection document a supplier hands to a purchaser with a delivery of metallic products, whether plate, bar, forging or casting. A type 2.2 test report gives results that are typical of the product line; a type 3.1 inspection certificate gives results measured on the delivery itself, signed off by an inspector who is independent of production.
By Saola Manufacturing engineering team · Published · Updated
Most explanations of these document types are written for steel pipe and plate. This guide applies them to the materials that end up in machined and die-cast OEM parts: aluminum, brass and stainless bar stock, and aluminum and zinc die-casting alloys such as ADC12 and Zamak 3. It covers what each document proves, how heat traceability survives a stockist and a machine shop, how a certificate of conformance differs from a mill test report, and the wording to put on a purchase order. It describes the standard and common practice, not the paperwork of any particular supplier.
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What does each EN 10204 document type prove?
Per EN 10204:2004, the four document types differ in two ways: whether test results are included at all, and whether those results come from the products actually delivered. The table below sets the four types side by side.
| Type | Document name | Test results included | Basis of the results | Validated by |
|---|---|---|---|---|
| 2.1 | Declaration of compliance with the order | No | None; a statement of compliance only | The manufacturer |
| 2.2 | Test report | Yes | Non-specific inspection: results from the same product specification and process, not necessarily from the delivered items | The manufacturer |
| 3.1 | Inspection certificate 3.1 | Yes | Specific inspection: tests on the delivered products or on the test unit they belong to | The manufacturer’s authorized inspection representative, independent of the manufacturing department |
| 3.2 | Inspection certificate 3.2 | Yes | Specific inspection, witnessed or verified by a second party | The manufacturer’s independent representative and either the purchaser’s representative or an inspector named by official regulations |
The line between the two families is the difference between non-specific and specific inspection. A 2.2 report tells you what the mill’s process normally produces for that grade. A 3.1 certificate tells you what was measured on the heat or lot you received, and it identifies that heat or lot so the numbers can be tied to the metal in your hands.
The 2004 edition, per the national publication of EN 10204:2004, reduced the number of document types and added definitions of manufacturer, intermediary and product specification. Older drawings and purchase orders still ask for “3.1.B”, the pre-2004 name that the 2004 edition folded into type 3.1. Older types 3.1.A, 3.1.C and 3.2 were folded into the current type 3.2.
EN 10204 does not set any test itself. It only names the document. Which properties are tested, how often and to what limits comes from the product specification the order cites, such as an ASTM, EN or JIS material standard.
When is a 2.2 test report enough, and when do you need 3.1?
A 2.2 report is reasonable when the material grade matters but a failure would be caught downstream or would carry little risk. Ask for 3.1 whenever a wrong heat could cause a safety, pressure, regulatory or field-failure problem, because only 3.1 ties measured results to the delivered material.
In practice, most OEM buyers of machined parts in pressure, gas, medical and structural applications ask for 3.1 as a default. A 2.2 report is common for commodity hardware, cosmetic parts and prototypes where the drawing names a grade mainly to fix machinability and finish.
There is one trap to watch. Some suppliers send a mill’s typical-properties sheet or a datasheet and describe it as a “cert”. A datasheet is not an EN 10204 document of any type. It carries no order reference, no heat number and no validation. If the document has no heat or lot number that also appears on the material or its tag, treat it as a datasheet whatever its title says.
When does a purchaser need a 3.2 certificate?
Type 3.2 is needed when a regulation, a code or the purchaser requires a second party to witness or verify the tests. For most machined and die-cast OEM parts it is not required, and it adds scheduling and inspection cost to every lot.
Pressure equipment is the common case in Europe. The materials requirements of the Pressure Equipment Directive, as carried into UK law in the Pressure Equipment (Safety) Regulations 2016, Schedule 2, paragraph 31, require documentation from the material manufacturer for all materials, and for the main pressure-bearing parts of equipment in categories II, III and IV that documentation must take the form of a certificate of specific product control. That wording is why pressure-equipment buyers ask for 3.1 at minimum. Whether 3.2 is also needed depends on the conformity route the equipment manufacturer and its notified body have chosen, so the equipment designer, not the parts supplier, should decide.
If a 3.2 is truly required, name the inspecting party on the purchase order before the material is bought. A 3.2 cannot be produced after the fact, because the second party has to take part in the inspection itself.
How does heat traceability survive from the mill to a machined part?
Traceability survives only if every hand-off keeps the heat or lot number attached to the metal and to its certificate. The weak links are the stockist that cuts full-length bar and the machine shop that saws it into blanks.
Bar stock rarely travels straight from the mill to the machine shop. It usually passes through a distributor or stockist, and for parts machined in Vietnam the bar is often imported through a trader first. EN 10204 calls these parties intermediaries. Per EN 10204, an intermediary passes on the manufacturer’s inspection document without altering it and must keep the product identifiable so the document still belongs to the material. A trader who retypes a mill certificate on its own letterhead has created a new document, not a copy of a 3.1.
Inside the machine shop, the chain holds when three things happen. The heat number is transferred to every cut piece or to the bin and traveler that holds them. Mixed heats are kept apart or recorded per lot. And the shipping paperwork for your parts lists which heat each lot was made from, with the matching certificate attached. That link is where overseas supply chains most often break.
When you audit a supplier, ask to see one finished lot traced back: part lot to traveler, traveler to heat number, heat number to certificate. The CNC turning and CNC milling pages list the materials commonly quoted as bar stock.
A certificate also records where the metal was melted. That is useful for supply-chain questions, but it is not the same as the country of origin of the finished part for US customs, which 19 CFR 134.1 ties to where the article was manufactured or substantially transformed. Keep the two questions separate in your files.
What certificate should you expect for ADC12 or Zamak 3 die castings?
For die castings, the useful record is the chemistry of the alloy that went into the casting, normally from the ingot supplier’s certificate for each ingot lot, plus the die caster’s own record of which ingot lots fed which production lot. EN 10204 covers castings, so the same 2.2 and 3.1 names apply.
The difference from bar stock is that the die caster remelts the metal. The ingot certificate describes the ingot, and the casting is made from a melt that may also include in-house returns such as runners and scrapped parts. Ask the die caster how returns are controlled and whether melt chemistry is checked at the furnace.
Name the alloy standard as well as the document type. For aluminum, ADC12 is a JIS designation; its nearest US registered alloy is covered in the Aluminum Association Pink Sheets and die castings in general by ASTM B85/B85M. For zinc, Zamak 3 ingot is covered by ASTM B240 and zinc die castings by ASTM B86, which list separate composition limits for ingot and casting. A certificate is only as specific as the standard it reports against, so the PO should name one.
Mechanical properties are a separate question. Published die-casting alloy properties are typically measured on separately cast test bars, not cut from production parts, so a certificate for a die casting normally reports chemistry rather than the strength of your part. If strength matters, specify a test on parts. The ADC12 vs A380 guide covers how the alloy names map across standards, and the die casting page lists the aluminum and zinc alloys quoted.
Is a certificate of conformance the same as a mill test report?
No: a certificate of conformance is a signed statement that the parts meet the order, usually without test data, much like an EN 10204 type 2.1. A mill test report, the common US name, carries the chemistry and mechanical results for a heat and, when it covers the delivered heat, plays the role of a 3.1.
The two documents answer different questions, and a sourcing file for a machined part usually needs both. The mill test report, often shortened to MTR or CMTR, speaks for the raw material. The certificate of conformance speaks for the finished part: that it was made to the drawing revision on the order, from the material on the attached report, with the finishes and inspections the order called for.
ASTM material specifications usually say when the producer must furnish a test report and what it contains; for example, general-requirements specifications such as ASTM A484/A484M for stainless bar set the reporting rules that the individual stainless bar specifications inherit. A buyer who wants one wording across suppliers in several countries can add “in the form of an EN 10204 3.1 inspection certificate” and remove any doubt about whether the results are specific to the delivered heat.
How should the purchase order word the certificate requirement?
Name the document type, the material standard, the traceability level and the delivery point of the documents in one clause. Vague wording such as “material certs required” is the most common reason a buyer receives a datasheet instead of a certificate.
A clause that covers most machined and die-cast parts reads along these lines:
- Document type. “Material inspection certificate per EN 10204 type 3.1, or a mill test report per the cited ASTM specification containing the same information.”
- Material standard. The alloy, temper and standard exactly as on the drawing, such as ASTM B211 for aluminum bar, or ASTM B240 plus ASTM B86 for Zamak 3 ingot and castings.
- Content. “Certificate shall show the heat or lot number, chemical analysis and, for wrought material, mechanical test results.”
- Traceability. “Each shipment shall list the heat or lot number used for each part lot, with the matching certificate attached.”
- Intermediaries. “Certificates supplied through a distributor shall be copies of the material manufacturer’s original document, not retyped.”
- Delivery. Whether the certificates travel with the goods, arrive by email before shipment, or both.
Put the same clause in the RFQ, not only on the purchase order, so the supplier prices the document handling from the start. The RFQ package guide lists the other documents to request with it. When your drawing and document list are ready, send them for a quote; certificate requirements are confirmed in the written reply. Saola’s ISO 9001 certification is in progress, not held, so if a quality-system certificate is a gate for your approved-vendor list, say so in the RFQ.
Frequently asked
Is 3.1.B still a valid callout?
It is the name from the edition before 2004. The current edition folds it into type 3.1, so write “EN 10204 3.1” on new drawings and purchase orders.
Can a machine shop issue a 3.1 certificate for the finished part?
EN 10204 documents come from the manufacturer of the material or product being tested. A machine shop normally passes on the material manufacturer’s 3.1 and adds its own certificate of conformance and inspection report for the machined part.
Does a 3.1 certificate include hardness or tensile results?
Only if the product specification or the order requires those tests. EN 10204 names the document; the tests and their limits come from the material standard and the purchase order.
Are scanned or electronic certificates acceptable?
Many buyers accept them. State on the purchase order whether you need the original, a scan or an electronic file, and check that the heat number on the document matches the tag on the material.
Does EN 10204 apply to non-metallic parts?
Its scope is metallic products, but the standard notes it may also be applied to non-metallic products, so some buyers use the same document types for plastics.
Sources
- EVS-EN 10204:2004, Metallic materials — Types of inspection documents, EVS (Estonian national standards body), national edition of EN 10204:2004, valid from 2005
- BS EN 10204:2004, Metallic products. Types of inspection documents, BSI, published October 2004
- The Pressure Equipment (Safety) Regulations 2016, Schedule 2, paragraph 31, UK SI 2016/1105, accessed September 2026
- 19 CFR 134.1, Definitions (country of origin), Electronic Code of Federal Regulations, accessed September 2026
- ASTM B211/B211M-19, Aluminum and Aluminum-Alloy Rolled or Cold Finished Bar, Rod, and Wire, ASTM International, 2019
- ASTM A484/A484M-24, General Requirements for Stainless Steel Bars, Billets, Shapes, and Forgings, ASTM International, 2024
- ASTM B85/B85M-25, Aluminum-Alloy Die Castings, ASTM International, 2025
- ASTM B240-22, Zinc and Zinc-Aluminum (ZA) Alloys in Ingot Form for Foundry and Die Castings, ASTM International, 2022
- ASTM B86-23, Zinc and Zinc-Aluminum (ZA) Alloy Foundry and Die Castings, ASTM International, 2023
- Designations and Chemical Composition Limits for Aluminum Alloys in the Form of Castings and Ingot (Pink Sheets), The Aluminum Association, 2025 edition