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Guide

How do you improve Cpk when a supplier reports a low Cpk on a machined feature?

Short answer

To improve Cpk is to do one of three things to a characteristic: move the process mean toward the middle of the tolerance, shrink the part-to-part spread, or remove measurement error that makes the spread look wider than it is. Which one works depends on why the index is low, so the first job when a capability study comes back below 1.33 is diagnosis, and only after that a choice between a process fix, a tolerance review, 100 percent sorting or a written deviation.

By Saola Manufacturing engineering team · Published · Updated

This guide is for the supplier quality engineer, design engineer or buyer who has just received a capability study on a turned or milled dimension and found the number short of the target. It walks through the usual patterns behind a low Cpk on a machined feature, the evidence to ask the supplier for before agreeing to anything, the options and what each one really costs, and the wording to put on the drawing, the RFQ and the deviation so the same argument does not come back next lot. Index definitions follow the NIST/SEMATECH e-Handbook and ISO 22514-2; acceptance values are those of the AIAG PPAP manual. The difference between Cpk and Ppk, and how many parts a study needs, are covered in the separate Cpk vs Ppk guide.

On this page

What does a low Cpk on a machined feature actually tell you?

A Cpk below 1.33 says the nearer specification limit sits less than four standard deviations from the process mean, so the tail of the distribution reaches closer to that limit than the target allows and the out-of-tolerance rate the model predicts is higher than agreed. It does not say why, and the same number can come from a process aimed at the wrong size, a process that is too variable, a gauge that is too noisy, or data that do not fit the normal model behind the index.

The NIST/SEMATECH e-Handbook writes Cpk as Cp(1 − k), where k is how far the mean sits from the middle of the tolerance as a share of half the tolerance, and states that Cpk can never exceed Cp. Cp compares the tolerance width with the process spread alone; Cpk also charges for aim. That pair is the first diagnostic tool you have, because Cp is the ceiling: centering a process perfectly raises Cpk to Cp and no further. If Cp itself is below the target, no offset change will get the characteristic there.

The AIAG PPAP manual grades an initial-study index below 1.33 as not meeting acceptance and asks the supplier to take the result to the customer; where the target cannot be reached in time, the manual expects a corrective action plan and a control plan that normally adds 100 percent inspection. Before treating the number as a verdict on the supplier, check that it is a real number. A study of a few dozen parts has a wide confidence interval: using the normal approximation the NIST handbook gives, an estimated Cpk of 1.33 from 30 parts has a one-sided 95 percent lower bound of about 1.03, and an estimate of 1.67 from 30 parts only proves about 1.30. A study with points outside the control limits describes no stable process at all; and a study computed against the wrong limits, for example a position tolerance that should have earned bonus at MMC, is judging the part against a tolerance the drawing does not impose.

What causes a low Cpk, and how do you tell the causes apart?

A low Cpk on a machined feature comes from an off-center mean (Cp healthy, Cpk low), excess spread from the process itself, measurement error that inflates the observed spread, skewed or mixed data that the normal-theory index misreads, or an unstable process. Check aim first: it is the cheapest to confirm and to fix.

The table maps each pattern to what the study shows and what to ask for. Off-center processes are typical of turned diameters and bores because tool wear moves the size in one direction between offset corrections, and an operator who sets the offset to the nominal on a tolerance that is not symmetric about nominal aims the process at the wrong point. Spread problems usually trace to the fixture, the setup, thermal growth during warm-up, or a feature that deflects under the cut, such as a thin wall or a long, slender shaft. Measurement problems come from a gauge with too little resolution, a technique that varies between inspectors, or a CMM program that probes the feature differently from the drawing’s datum scheme.

The data-model pattern is the easiest to miss. Zero-bounded geometric characteristics, such as position, flatness, runout and perpendicularity, cannot go below zero, so their readings are usually skewed. If the software is given a lower limit of zero, a good process with a mean close to zero is scored as if it sat next to a limit that the drawing never set; and against the upper limit alone, a normal model fitted to skewed data can misjudge the tail in either direction. The NIST handbook suggests a transformation or percentile-based indices for non-normal data, and ISO 22514-2:2026 sorts process results into eight distribution types so the index is worked out from the model that fits. Mixed streams, such as two spindles, two pallets or two fixture nests reported as one process, produce a similar false spread, often visible as a histogram with two peaks.

Low-Cpk patterns on machined features, what the study shows and the evidence to demand; index relationships per ISO 22514-2:2026 and the NIST/SEMATECH e-Handbook (2012), measurement criteria per AIAG MSA 4th edition (2010)
PatternWhat the study showsEvidence to ask forFirst fix to try
Off-center meanCp at or above target, Cpk well below Cp; histogram crowded against one limitMean versus mid-tolerance, offset log, tool-change points on the run chartRe-aim the offset at mid-tolerance, or slightly toward the side tool wear moves away from
Process spread too wideCp below target; Cpk close to CpRange chart by subgroup, setup sheet, fixture and clamping method, warm-up practiceFixture rigidity, finishing pass, tool-wear compensation interval, warm-up before first part
Measurement noiseSpread larger than expected for the operation; stepped or rounded readingsGauge R&R on the same gauge, resolution against tolerance, CMM probing strategyBetter gauge or fixture for measuring, a written measuring method, then repeat the study
Non-normal or skewed dataZero-bounded GD&T callout; long tail on one side; normality test failsHistogram, distribution model used, one-sided index where only one limit existsRecompute with the fitted distribution before changing the process
Mixed streamsTwo peaks; Ppk clearly different from CpkReadings split by spindle, pallet, fixture nest or shiftStudy each stream separately and correct the offset of the stream that is off
Unstable processPoints outside control limits or a trend on the chartControl chart in production order with events notedFind and remove the special cause; no index is valid until the chart is stable

How do you diagnose why Cpk is low before agreeing to a fix?

Ask for the raw readings in production order and work through four checks: is the process stable, is it centered, is the gauge good enough, and do the data fit the model the index assumes? Each check takes minutes with a spreadsheet and rules out a whole class of wrong fixes.

  1. Stability. Plot the readings on an X-bar and R chart or an individuals chart (NIST e-Handbook sections 6.3.2.1 and 6.3.2.2). Points outside the limits, or patterns caught by the run and trend rules in the handbook’s variables control chart section, mean the process was changing during the study. Fix that first; an index from an unstable process predicts nothing.
  2. Centering. Compare Cpk with Cp. When Cpk is close to Cp, the process is centered and the problem is spread. When Cpk is well below Cp, the problem is aim, and a re-centered process will reach roughly the current Cp. Worked example using the NIST formulas: a bore with limits of 19.970 and 20.030 mm, a mean of 20.014 mm and a standard deviation of 0.0065 mm gives Cp = 0.060 / 0.039 = 1.54 but Cpk = 0.016 / 0.0195 = 0.82; moving the mean to 20.000 mm lifts Cpk to 1.54 with no other change. Check the drawing for unequal bilateral or unilateral tolerances, where the nominal is not the middle of the tolerance zone.
  3. Measurement. Ask for a gauge R&R on the gauge that produced the readings. In the AIAG MSA manual, a result below 10 percent is generally acceptable, 10 to 30 percent may be acceptable depending on the application, and above 30 percent the gauge needs improving. Measurement variance adds to process variance, so a noisy gauge lowers the observed index even when the parts are fine; the table below shows how much.
  4. Distribution and limits. Look at the histogram. A skewed shape on a GD&T callout, or two peaks, points to a model or stream problem, not a machining problem. Confirm that the limits in the software match the drawing, including any bonus tolerance at MMC, which ASME Y14.5 allows as the feature departs from its maximum material size.

Only when all four checks pass is the low number a true statement that the process cannot hold the tolerance. That outcome is common on features whose tolerance is close to what the operation can hold in production, and it is the case where a tolerance review becomes a fair question rather than a request to lower the bar.

Observed Cp when gauge variation adds to true process variation, Cp as defined in ISO 22514-2:2026 and the NIST/SEMATECH e-Handbook (2012) section 6.1.6, with gauge and process variances added and gauge R&R expressed as six gauge standard deviations over the tolerance per AIAG MSA 4th edition (2010)
Gauge R&R as share of toleranceObserved Cp when true Cp is 1.67Observed Cp when true Cp is 1.33
10 percent1.651.32
20 percent1.581.29
30 percent1.491.24
50 percent1.281.11

Should you fix the process, review the tolerance, sort the parts or accept a deviation?

Fix the process when the cause is aim, a special cause or a correctable source of spread; review the tolerance only when the process is stable, centered and measured well and the function allows it. Sorting and deviations are containment for parts already made, not cures, and each one should carry an end date.

  • Process fix. Re-centering is the cheapest and fastest change, and the right first step whenever Cp is above target. Reducing spread costs more: a stiffer fixture, a separate finishing pass, more frequent tool-wear compensation, a controlled warm-up, or a different machine. Ask for a confirmation study on a fresh run after the change, not a recalculation of the old data.
  • Tolerance review. If the function does not need the tolerance, a wider one is the most durable fix and lowers part cost as well. The evidence is engineering, not statistics: a stack-up, a fit calculation or a test showing the wider limit works. The guide to the cost of tight tolerances covers how to make that case. Change the drawing revision; do not leave a permanent change living in a deviation.
  • 100 percent sort. Sorting protects the next shipment while the process is fixed, but inspection of every part by people is not perfectly reliable, and a sort with a marginal gauge passes bad parts and rejects good ones near the limits. Specify the gauge, any guard band, and how sorted lots are marked.
  • Deviation. A written deviation lets a defined quantity or time period ship at a known capability while corrective action finishes. It should name the part number and revision, the characteristic by balloon number, the affected lots or quantity, the interim controls, and the expiry. The supplier deviation request guide covers the difference between a deviation, a waiver and use-as-is.

A useful test for which path you are on: if the supplier proposes widening the tolerance before showing a stable chart and a passing gauge R&R, the proposal is premature. If the supplier has shown both and the process is centered, asking for a tighter process without paying for different equipment usually ends in a sort that never stops.

What should the drawing, RFQ and PO say so a low Cpk does not recur?

Say which characteristics need capability, which index and target apply, how the data are collected and measured, and what happens when the result is short. A low Cpk discovered after the order is placed is often a requirement that nobody priced.

On the drawing, flag the critical characteristics with your key-characteristic symbol and add one note that states the requirement, for example: “Flagged characteristics: initial study index 1.67 minimum, ongoing index 1.33 minimum, distribution model chosen to fit the data per ISO 22514-2; zero-bounded geometric tolerances evaluated one-sided against the upper limit.” Put the rest in the RFQ or quality agreement:

  • Each flagged balloon number with its index and its target.
  • Which gauge measures each one, with its R&R result supplied before the study starts.
  • The run, the subgroup plan, and that readings are reported in production order by machine, spindle and fixture.
  • The reaction plan below target: who is told, when 100 percent inspection starts, and when it stops.
  • That any deviation is in writing, limited in quantity or time, and tied to a corrective action.

Keep the list short. A capability requirement on every dimension multiplies cost without improving the part; flag the few that decide whether the part fits, seals or fails safe, and leave the rest to first article and lot inspection, as described in the gage R&R guide for the measurement side.

How is a low Cpk handled on a Saola order?

Turned and milled characteristics are made at our lead CNC plant in Vietnam, so a low index on those is worked through with the machining and inspection team there using the checks above. Cast, stamped or finished features are made at partner plants we manage, and each quote names the production site and the country of origin.

A dimension your drawing flags for process capability is watched through the production run, not just at first article, and is measured more often than unflagged dimensions; the quality and inspection page sets out that practice and the records each lot ships with. Capability studies are not part of the standard record set, so list the characteristics, the index, the target and the sampling plan in your RFQ and the quote states what will be supplied. ISO 9001 certification is in progress, and the quality page lists what cannot yet be supplied.

For a machined feature, the CNC turning and CNC milling pages describe the equipment and inspection at the lead CNC plant. Where the low index sits on a feature that depends on a casting or a coating, the diagnosis involves the managed partner as well, and the quote and any deviation say which plant made which step. To have a capability-critical part reviewed, send the drawing for a quote with the characteristic list attached.

Frequently asked

Can centering alone raise Cpk to 1.33?

Only if Cp is already at or above 1.33. Centering moves Cpk up to Cp and no further, so a process with Cp below the target also needs less spread, a better gauge or a wider tolerance.

Why is Cpk low when every part measured is inside tolerance?

Because Cpk predicts the parts you did not measure. A mean close to one limit, or a wide spread, means the tail of the distribution crosses the limit even if the sample happened not to. A noisy gauge or a skewed GD&T distribution can also produce this result with parts that are actually fine.

Should Cpk be calculated for position or flatness tolerances?

Yes, but not with the normal-theory formula on raw data. These callouts are bounded at zero and have only an upper limit, so ask for a one-sided index from a fitted distribution, as the distribution types in ISO 22514-2 allow.

How long should a 100 percent sort continue after a low Cpk?

Until a confirmation study on a fresh run, after the corrective action, meets the target. Write that exit condition into the containment plan when the sort starts, or the sort tends to become permanent.

Is a Cpk between 1.33 and 1.67 acceptable?

For an initial study, the AIAG PPAP manual calls that range possibly acceptable after review with the customer. Many buyers accept it on non-safety characteristics with a plan to improve, and require more on safety characteristics.

Have a drawing for this? Send it for a quote.

STEP or PDF, one part or a whole family. You get a unit price at your volume, the tooling cost, and a short manufacturability note.